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Regulatory Interfaces / Compliance

MIXIT adheres to all industry standards, compliance requirements, and specific client needs in real-time or at the end of the day.  Our regulatory package can be delivered within the MIXIT Order Management System or as a standalone offering.

Following are some examples of regulatory features offered by MIXIT:

  • OATS
  • ACT reporting
  • Reg NMS & Best Execution reporting
  • Reg SHO (Short Sale and Sale affirmation)
  • Easy to Borrow lists